PIPEwire
Posted February 05, 2010 11:38AM PST

BMO Financial Group and Haywood Securities raised $83.6 million for Australian gold producer CGA Mining Ltd. in a private placement. Full Story


Posted February 05, 2010 10:59AM PST

Smedvig Capital, Pelmer Securities, Sanders Morris Harris and others invested $21.1 million in a private placement of shares of oil and gas producer Endeavour International Corp. Full Story


Posted February 04, 2010 2:52PM PST

Nevsun Resources, a Canadian mining company with operations in Eritrea, has raised $110 million through an un-brokered private placement of common shares. Full Story


Posted February 04, 2010 2:34PM PST

Juniperhill Asset Management, a majority woman-owned firm controlled by Deborah Solomon and Jeff Haas, launched a fund to make private placement investments in U.S small cap and microcap companies. Full Story


Posted February 04, 2010 2:16PM PST

Placement agent Jefferies & Co. hired David Bohn, formerly of Cowen & Co., to head its PIPE banking practice, a Jefferies spokesman said. Full Story


Posted February 04, 2010 11:31AM PST

Downsview Capital, Millennium Management, and Rodman & Renshaw agreed to invest a total of $10 million in a registered direct offering of common stock by Chinese auto-part maker SORL Auto PartsFull Story


Posted February 04, 2010 11:22AM PST

Fletcher International, an affiliate of Fletcher Asset Management, agreed to buy $5 million in convertible preferred stock of Raser Technologies, a geothermal energy technology company. Full Story


Posted February 03, 2010 3:17PM PST

Yorkville Advisors, the fund management firm run by Mark Angelo, said in an e-mail that its YA Global Investments (U.S.), LP and YA Offshore Global Investments Ltd. Full Story


Posted February 03, 2010 3:00PM PST

Steven Tuch, the former head of private placements and PIPEs at Deutsche Bank Securities, has joined Cantor Fitzgerald, according to FINRA records. Full Story


Posted February 02, 2010 11:18AM PST

Wellington West Capital Markets arranged a $37.6 million registered direct offering of shares and warrants for Canadian gold producer Rainy River ResourcesFull Story


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February 2, 2010

New warrant variations are popping up in registered direct deals and confidentially marketed public offerings (CMPOs), signaling that the nature of private placements continues to evolve as very small companies are able to file shelf registrations. Full Story


While U.S. hedge funds paved the way for the development of the PIPE market for Chinese companies, larger institutional investors such as private equity and venture capital firms and mutual funds are increasingly using PIPE transactions as vehicles to gain access to Chinese companies. Full Story


Landlord Claims Illegal Transfers of Assets

Laurus Capital Management, once one of the most active investors in the PIPE market, is liquidating all its funds and illegally transferring proceeds offshore, a lawsuit against the firm claims. Full Story


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  • A-Power Energy Raises $83M from Investors Including Hudson Bay
  • Saehan Bancorp Receives Commitments for $30.9M for Recapitalization
  • Global Hunter, Brean Murray Arrange $30M Registered Direct for China Marine Food
  • Newbridge Securities Arranges $26.3M Registered Direct for China Yida
  • Treherne Invests $18.8M in Upsized PIPE by Canadian Superior Energy
  • RBC Capital, Rodman Raising $16.25M for Medical Products Maker Curis
  • Pala Invests $3.23M as Part of Crowflight Minerals' $14.2M Private Placement
  • Resin Systems Raising $14.2M
  • Wallbridge Mining Invests $14.1M in Private Placement of Ex Unit Duluth Metals
  • Hirings & Firings

A small technology company focused on wringing out more bandwidth efficiency for broadband service providers has put up its first shelf registration with an eye toward building on recent growth. Full Story

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